Seraphim Capital Management Team
John Morris- Managing Partner/Portfolio Manager
John is a highly experienced financial service professional who is a founding managing member of Seraphim Capital Management. Prior to founding SCM, John had a highly successful career on Wall Street spanning over a period of 30 years. His leadership qualities led to senior management positions at several Wall Street firms including Kellogg Partners and Tradition-Asiel Securities where, for over 10 years, he was responsible for Alternative Investment hedge fund sales and their Event Driven proprietary trading unit.
As managing partner and portfolio manager, John works with all of our clients to formulate investment decisions and oversees all operations of Seraphim Capital Management. In addition to his extensive experience, John has further developed his subject matter expertise by attaining certifications in 10 NASD/FINRA licenses including Series 24 General Securities Principal, Series 4 Registered Options Principal, Series 8 General Securities Sales Supervisor, Series 5 Interest Rate Options, Series 15 Foreign Currency Options and the Series 65 Uniform Investment Advisors Law Exam.
After receiving his Bachelor of Arts degree in Marketing and Economics from Mercy College in Dobbs Ferry, NY, John served in the 10th Mountain Division of the U.S. Army in Fort Carson, CO. email@example.com
Daniel Petrie- Director of Sales and Marketing
Dan began his Wall Street Career over 28 years ago as a program trader covering both Europe and the Far East at Drexel Burnham & Co. His leadership qualities led to senior management positions at several Wall Street firms including Robb Peck McCooey, Punk Siegel & Co, Tradition Asiel Securities and then Managing Director at the American Stock Exchange. In addition to his extensive experience Dan has further developed his subject matter expertise by attaining certifications with multiple NASD/FINRA licenses including Series 24 General Securities Principal, Series 8 General Securities Sales Supervisor, Series 4 Registered Options Principal, Series 65 Uniform Investment Advisors Law Exam along with licenses in Life and Health Insurance. As Managing Director and portfolio manager at SCM, Dan works along with clients to help formulate investment strategies that best meet their investment criteria. Dan received his Bachelor of Science degree in Economics from Ramapo College of New Jersey and studied technical analysis at the prestigious New York Institute of Finance.
Louie McKee- Investment Advisor Representative
Louie has over 20 years of experience in the asset management industry and has served as Regional Vice President for several traditional and alternative asset management firms including Jundt Associates, Touchstone Investments and Montgomery Partners. Louie has been at the forefront of the liquid alternative asset class since 1997 and has extensive experience in both the alternative mutual fund and registered fund-of -fund space. Louie was a Williams Scholar and a graduate of the University of Minnesota in 1984 and received a Juris Doctor from William Mitchell College of Law in 1988. Louie acts as an investment advisor for SCM. firstname.lastname@example.org
*See legal disclaimers