Seraphim Capital Management is a registered investment advisor, but is not registered as a broker/dealer, and therefore will not act as a broker/dealer on behalf of any investor or issuer. By signing an agreement with Seraphim Capital Management, you are authorizing trading authority to Seraphim Capital Management as your Registered Investment Advisor.  Investment in securities is highly speculative, and Seraphim Capital Management does not guarantee the success of any securities purchased or the trading strategy in general.  Any information provided by Seraphim Capital Management is not to be considered legal or tax advice, and prospective investors should consult their own advisors as to legal and tax related matters concerning an investment.

 

*James Taylor acts in the capacity as a solicitor for Seraphim Capital Management LLC